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Note: This is the 2021鈥2022 eCalendar. Update the year in your browser's URL bar for the most recent version of this page, or .
Overview
CCFA : The Code of Ethics and Standards of Professional Conduct (鈥淐ode and Standards鈥) is the ethical benchmark for investment professionals around the globe, regardless of job title, cultural differences, or local laws. Accordingly, this course covers: professionalism and integrity of capital markets; duties to clients and employers; investment analysis and recommendations and conflicts of interest and responsibilities of a CFA. The course includes examination of case-studies in ethics and prepares students to pass the standard of practice exam.
Terms: Winter 2022
Instructors: Lima, Eduardo (Winter)